Description

Are you an experienced financial advisor looking to shape the future of wealth management through technology and innovation? We’re seeking a Senior Wealth Advisor to join a forward-thinking, tech-driven wealth management firm that’s redefining how advisors serve their clients.

Company Culture and Environment

This firm is built for advisors who want to embrace technology to create a more efficient and impactful client experience. By leveraging automation and innovative solutions, they help advisors focus on building relationships and delivering exceptional financial guidance. Founded by seasoned entrepreneurs with extensive experience in fintech, they are on a mission to modernize wealth management.

Career Growth and Development Opportunities

In this role, you will have the opportunity to influence the evolution of advisor technology platforms and help recruit and mentor top-tier wealth management professionals, contributing to your own professional growth and development within the firm.

Detailed Benefits and Perks

• Top-tier medical, dental, and vision insurance.
• Unlimited PTO and company holidays.
• Solo 401(k) retirement plan.
• Competitive compensation, revenue participation, and equity opportunities.
• A remote-first work environment—advisors can be based anywhere in the U.S.
• Office perks for NYC-based employees, including stunning views, meals, and snacks.
• Teledoc access and discounts on health services.

Compensation and Benefits

• Competitive compensation based on experience and performance.
• Revenue participation and equity opportunities.

Why you should apply for this position today

This is a rare opportunity to be part of a company transforming wealth management by combining technology and personalized financial guidance. If you’re excited to drive change in the industry and work alongside some of the brightest minds in fintech and wealth management, we’d love to hear from you!

Skills

• 10+ years of experience as an investment advisor.
• An active client book with strong relationship management skills.
• Required certifications: Series 65, Series 7 + 66, or equivalent.
• A passion for innovation, ownership, and making a meaningful impact.
• An interest in fintech and the future of wealth management.
• The ability to thrive in a fast-paced, growth-focused environment.

Responsibilities

• Manage and grow relationships with high-net-worth clients.
• Develop tailored investment strategies and provide comprehensive financial planning, including investment, tax, retirement, and estate planning advice.
• Partner with Product Development and M&A teams to enhance the firm’s growth and technology offerings.
• Build and expand new client relationships while supporting business development initiatives.
• Analyze client data and offer strategic financial insights.
• Collaborate with external service providers to optimize client solutions.
• Help recruit and mentor top-tier wealth management professionals.

Qualifications

• 10+ years of experience as an investment advisor.
• Strong relationship management skills.
• Required certifications: Series 65, Series 7 + 66, or equivalent.
• Passion for innovation and the fintech sector.

Education Requirements

• BS/MS degree preferred (not mandatory).

Education Requirements Credential Category

• Professional certifications: Series 65, Series 7 + 66, or equivalent.

Experience Requirements

• 10+ years of experience in a similar role, ideally within a tech-driven or fintech company.

Why work in New York, NY

New York City is a global financial hub offering a vibrant atmosphere rich in culture, innovation, and professional opportunities. Living and working in NYC provides access to a diverse range of networks, events, and resources that foster both personal and professional growth.