Description

The Vice President/Director of Legal will provide high-quality advice and support on a diverse array of matters, with a primary focus on the U.S. ETF business. This role involves assisting with new fund launches, which includes product development and structuring, as well as enhancing existing funds. Key responsibilities include drafting and updating SEC registration statements, related risk disclosures, and other regulatory documents and shareholder communications.

Company Culture and Environment

This role suggests a commitment to high professional standards and regulatory compliance, indicating a collaborative and detail-oriented work environment. The emphasis on providing quality legal advice reflects a culture of excellence and support within the company.

Career Growth and Development Opportunities

Working in this position offers significant exposure to the ETF business and regulatory landscape, providing ample opportunities for professional development and advancement within the legal field.

Detailed Benefits and Perks

While specific benefits are not detailed, the seniority of the position implies a comprehensive benefits package typically associated with high-level legal roles, including potential bonuses and flexible working arrangements.

Compensation and Benefits

• Competitive salary commensurate with experience
• Comprehensive health and wellness benefits
• Retirement savings plan options
• Opportunities for remote and hybrid work arrangements

Why you should apply for this position today

This position presents a unique opportunity to be at the forefront of legal issues affecting the U.S. ETF business, providing a platform for making significant contributions within a leading firm in a dynamic industry.

Skills

• Strong understanding of U.S. ETF business and regulations
• Excellent drafting and communication skills
• Ability to navigate complex regulatory environments
• Strong analytical and problem-solving skills
• Proven ability to work collaboratively across teams

Responsibilities

• Provide legal advice on a wide range of matters concerning the U.S. ETF business
• Assist in the structuring and launching of new funds
• Draft and update SEC registration statements and related documents
• Ensure compliance with relevant regulations and legal standards
• Communicate effectively with stakeholders and shareholders regarding legal matters

Qualifications

• Juris Doctor (JD) degree from an accredited law school
• 8+ years of experience in a legal role, with a focus on ETFs or securities law
• Strong background in regulatory compliance
• Proven leadership and mentorship abilities within a legal team

Education Requirements

• Juris Doctor (JD)

Education Requirements Credential Category

• Law Degree

Experience Requirements

• At least 8 years of relevant legal experience, particularly in the ETF or investment fund space
• Proven experience in regulatory matters and drafting SEC filings

Why work in San Francisco, CA

San Francisco offers a vibrant and innovative atmosphere, known for its diverse culture and progressive mindset. The city is a hub for the financial and tech industries, providing numerous opportunities for professional networking and collaboration. With its stunning scenery, rich history, and dynamic lifestyle, San Francisco presents an exciting backdrop for both personal and career growth.